Trade & Communication Surveillance Analyst

Expert In Recruitment Solutions

🇺🇸 United States

On-site

3 months ago

Not enough detail in this posting to match

Key Responsibilities: Elicit, define, and document Trade Surveillance and Communications Surveillance requirements across multiple asset classes. Develop clear functional and technical requirements for surveillance scenarios, parameters, and alerts related to market abuse. Translate business requirements into data and technical specifications for developers, including entity relationships and data models. Work closely with development teams to explain data structures, joins, and logic required to build surveillance solutions. Validate data outputs by performing detailed testing and review of surveillance scenarios and datasets. Analyse trade and market data to ensure completeness, accuracy, and regulatory relevance. Support BAU surveillance operations through continuous improvement of rules, scenarios, and reporting.
Required Experience: Proven experience working in a Surveillance environment. Strong understanding of: Market abuse and trade surveillance requirements across asset classes (e.g., Equities, FX, Fixed Income, Derivatives). Trade lifecycle (from order creation through execution, allocation, and settlement). Executions and key trade events relevant for surveillance monitoring. Hands-on experience defining surveillance scenarios and parameters for detecting market abuse behaviours. Prior experience operating within a BAU function supporting surveillance or compliance technology. Demonstrated experience performing data validation, scenario testing, and review of surveillance outputs.
Technical Skills: Advanced SQL knowledge, including: Writing and optimising complex queries. Strong understanding of inner joins, outer joins, and relational data structures. Ability to explain data relationships clearly to developers and stakeholders. Experience creating and interpreting: Entity relationship diagrams (ERDs). Data models and field-level mappings. Ability to work with multiple datasets and define how they should be joined and structured to meet surveillance requirements.
Desirable: Experience with Trade Surveillance platforms (e.g., NICE Actimize, Nasdaq SMARTS, Smarts, Behavox). Knowledge of MAR / MiFID II or other market abuse regulations.

Trade & Communication Surveillance Analyst · Expert In Recruitment Solutions

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