Branch Manager

Position Overview    

This role is responsible for supporting Advisors and their teams and building a collaborative and productive environment.  Responsibilities include management of strategic firm initiatives, and the day-to-day operation of the branch. This position is open to both producing and non-producing managers.      

This is an existing vacancy.    

Duties and Responsibilities    

•    Branch execution of firm initiatives and objectives as set by the Director, National Sales
•    Recruiting of advisor teams who fit the profile and Richardson Wealth standards
•    Daily and Monthly trade supervision
•    Review & approval of all new account documentation
•    Trade correction review and approval
•    Marketing and client correspondence approvals
•    Financial plan and IPS approvals
•    Management and rollout of initiatives (insurance, banking, etc)
•    Monitoring of Branch and Advisor financials
        
Education  

•    University degree
•    Must be licensed with CIRO as Registered Representative (RR), Branch Manager and Options Supervisor Course (OSC)
    
    
Qualifications    

•    Minimum 3 years experience in a full service brokerage environment, including compliance supervision experience
•    Successful track record of competitive recruiting 
•    Strong organizational skills 
•    Excellent communication skills
•    Ability to work in a fast-paced environment and meet deadlines
•    Use of Dataphile, Microsoft Office Suite, Reuters.