Head of Compliance

At TechBiz Global, we are providing recruitment service to our TOP clients from our portfolio. We are currently seeking aHead of Complienceto join one of ourclients' teams. If you're looking for an exciting opportunity to grow in a innovative environment, this could be the perfect fit for you.

KEY RESPONSIBILITIES  

Regulatory Compliance & Governance  

• Oversee day-to-day compliance across all business activities, covering MiFID II, AML/CFT   

legislation, CSSF circulars, DORA, and relevant EU regulations.  

• Own the development, maintenance, and continuous improvement of internal policies,   

procedures, and the compliance monitoring programme.  

• Support the implementation of a governance structure aligned with the three lines of   

defense model.  

• Provide practical regulatory guidance to management on new initiatives, product   

development, and operational changes.  

AML/CFT & Financial Crime Prevention  

• Lead the AML/CFT framework, including institutional and client risk assessments,   

onboarding controls, ongoing monitoring, and suspicious activity reporting.  

• Work closely with digital onboarding and RegTech functions to ensure effective controls   

without compromising the client experience.  

Regulatory Interface  

• Serve as a key point of contact with the CSSF on supervisory matters, licence conditions,   

and regulatory reporting.  

• Prepare and coordinate regulatory submissions, respond to supervisory queries, and help   

maintain a constructive and transparent relationship with the regulator.  

Operational Resilience & ICT Governance  

• Work alongside Risk and IT on DORA-related implementation, ICT risk governance, incident   

reporting, and oversight of outsourced service providers.

Advisory & Culture  

• Act as a trusted advisor to senior management and the Board on regulatory developments,   

emerging risks, and compliance strategy.  

• Help set the tone from the top by embedding a strong compliance culture across the   

organisation from inception.  

Essential  

• Approximately ten (10) to twelve (12) years of relevant compliance experience within   

Luxembourg-regulated financial institutions.  

• Direct, hands-on exposure to the CSSF supervisory environment, including active   

interaction with the regulator.  

• Proven track record of managing regulatory expectations and navigating supervisory   

processes.  

• Strong working knowledge of MiFID II, AML/CFT requirements, and the regulatory   

framework applicable to investment firms.  

• Eligible, based on qualifications and experience, for CSSF approval as Responsable du   

Contrôle (RC) and MLRO.  

• Fluent English, written and spoken.  

Desirable  

• Experience in fintech, digital wealth management, or technology-enabled investment   

platforms.  

• Familiarity with Sharia-compliant investment products or Islamic finance principles.  

• Working proficiency in French.