
Senior Compliance Analyst - FIU
Interactive Brokers
🇺🇸 United States
Hybrid
Senior
5 months ago
- AML
- CFE
- Series 7
- Pension
5 months ago
This is a hybrid role (4 days in the office / 1 day remote).
Responsibilities:
- Conduct thorough investigations and reviews of client accounts and transactions to identify activity potentially linked to money laundering, terrorist financing, or other financial crimes
- Analyze complex data sets, client profiles, and transaction patterns to identify inconsistencies, anomalies, and red flags
- Prepare clear, well-organized case files and written reports to support findings and decision-making. Collaborate with internal stakeholders to gather information, escalate concerns, and ensure a coordinated response to risk
- Monitor and document activity following internal procedures, regulatory expectations, and best practices
- Stay current with applicable AML/CFT regulations, emerging financial crime trends, and internal policies
Skills:
- Strong analytical and quantitative skills, with the ability to assess large volumes of information and draw meaningful conclusions
- High degree of comfort and fluency with computers and technology, including the ability to navigate complex systems and data tools
- Excellent oral and written communication skills, with the ability to convey complex information clearly and concisely
- Detail-oriented with strong organizational and project management abilities
- Ability to work independently and effectively within a small team environment
- Capable of managing multiple priorities simultaneously with minimal supervision
Qualifications:
- 4 - 8+ years of work experience in AML investigations or related financial crime roles
- College Degree or equivalent work experience preferred
- High level of technical proficiency and understanding of how technology supports business and regulatory requirements
- Strong written and verbal communication skills, including experience drafting investigative narratives or similar reports
- Demonstrated ability to stay organized and meet deadlines in a fast-paced, detail-driven environment.
- Proven ability to work autonomously and collaboratively, managing multiple tasks with a high degree of accuracy
- ACAMS, CFE, CFCS, Series 7, or other relevant certifications or FINRA licenses are a plus.
To be successful in this position, you will have the following:
- Self-motivated and able to handle tasks with minimal supervision.
- Superb analytical and problem-solving skills.
- Excellent collaboration and communication (Verbal and written) skills.
- Outstanding organizational and time management skills.
Company Benefits & Perks
- Competitive salary, annual performance-based bonus, and stock grant awards
- 401(k) retirement plan with competitive company match
- Excellent health and wellness benefits, including medical, dental, and vision benefits. 100% employer-paid medical premiums, with generous employer contributions to dental & vision plans as well.
- Wellness screening and assessments, health coaches, and counseling services through an Employee Assistance Program (EAP)
- Generous paid parental leave (up to 16 weeks paid parental leave for eligible employees)
- Company-paid basic life insurance, accidental death & dismemberment (AD&D), and short- and long-term disability coverage
- Flexible Spending Accounts (Healthcare, Dependent Care, and Commuter FSAs)
- Quarterly fitness stipend to offset costs associated with traditional gym and fitness memberships or fees
- Education reimbursement and professional development opportunities
- Legal services, telehealth access, and voluntary insurance options
- Backup child and adult care support through Care.com
- Daily lunch allowance and fully stocked kitchen with healthy breakfast and snack options
Senior Compliance Analyst - FIU · Interactive Brokers