EI
ACAT Analyst
Expert In Recruitment Solutions
🇺🇸 United States
On-site
Manager or above
1 month ago
- Regulatory Compliance
1 month ago
Not enough detail in this posting to match
Location: Remote
Duration: 6 Month Contract
Experience Range: 5-8 years
Our client is seeking an experiencedACAT Analyst to support automated customer account transfer service operations. This role offers the opportunity to work remotely managing account transitions and compliance within a financial services organization.
Responsibilities & Qualifications
- Process and manage automated customer account transfers (ACAT) with accuracy and attention to detail
- Review account transfer requests for completeness and regulatory compliance
- Communicate with internal teams and clients to resolve transfer issues and expedite account closures
- Monitor transfer timelines and escalate delays or exceptions to supervisors
- Document transfer activities and maintain detailed records for audit and compliance purposes
- Provide support during peak transfer periods and assist with process improvements
- Assist with training and onboarding of new team members as needed
- 5–8 years of experience inACAT operations, brokerage operations, or account transfer services
- Strong knowledge ofACAT processes, industry regulations, andSEC/Client compliance requirements
- Proficiency with transfer platforms and financial systems (specific tools may vary by client)
- Excellent organizational and time management skills with ability to handle multiple priorities
- Clear written and verbal communication skills for cross-functional collaboration
- Attention to detail and commitment to accuracy in high-volume transaction environments
- Ability to work independently in a remote environment and meet established deadlines
ACAT Analyst · Expert In Recruitment Solutions