WBO:CCMO-CM-PCM Operations Team
- Equity
| WBO:CCMO-CM-PCM Operations Team | |||||
| INTERNAL USAGE: | |||||
| No. of Vacancies: | Reports to: | Group Head-PCM & Clearing Banking | |||
| Is a Team leader? | Y/N | Team Size: | |||
| Grade: | ______ | ||||
| Business: | WTO | Department:� | CCMO | Sub-Department: | CMO �PCM & Clearing Banking |
| Location: | CO - Worli | ||||
| About CCMO | |||||
Explain: � The function of the department �Custody and Capital Market Operations Handing of all related activities to Bank as a SEBI registered Custodian (CDSL & NSDL), Depository Participant (CDSL & NSDL), Professional Clearing Member (NSE/BSE etc.) , Clearing Bankers to NSE / BSE / Credit Operations for Broker Members , General Operations for Brokers , & Bankers to issuer. � Importance and contribution towards the organization � All operations are centralized and handled by CCMO at Fort Capital Market, NPC-I and NPC-II. | |||||
| AbouttheRole | |||||
� To handle collateral management and setting up of limits for brokers under PCM desk in time bound manner � To publish various daily reports to clients under PCM desk as per the statutory regulations � To adhere to various regulatory requirements applicable to Clearing Member business. �������������������������������������������������������������� | |||||
| Key Responsibilities | |||||
� Co-ordination with RMs, Exchanges and Broker Clients and CP Clients for smooth onboarding of Broker Members in PCM desk. � To handle collateral management and setting up of limits for brokers under PCM desk in time bound manner � To publish various daily reports to clients under PCM desk as per the statutory regulations � To get various undertakings / data with help of RMs so as to help in meeting various Exchange / clearing corporation regulations � To meet various timelines of Exchanges / clearing corporation in both FO and CD segment � To help Compliance Officer in meeting various Exchange / clearing Corporations related compliances � To maintain and publish various MIS for internal Consumption � Attending and resolving various Audit related �queries if any � Ensuring of collection of Clearing and Collateral Charges as applicable � To look into the system developments for meeting various internal and regulatory requirements | |||||
| Qualifications | |||||
Optimal qualification for success on the job is: � Minimum qualification � Graduate / Post Graduate � NISM certification is must � SORM / Equity and Currency Modules�� � Experience � Minimum 2- 5 Years
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| Role Proficiencies: | |||||
For successful execution of the job, a candidate should possess the following: � Knowledge Knowledge of Capital Market Operations and preferably Clearing Member operations. Knowledge of Exchange/Depositories/RBI compliance requirements is an added advantage
� Skills Good communication (both verbal & written) and inter-personal skills.
� Abilities ����� �Ability to work effectively across functions ������ Ability to manage risk and uncertainty for self and team within a dynamic priority-setting environment ������ Ability to prioritize and make/impalement decisions in a fast-paced environment ������ Ability to work as a part of team and contribute towards team goals ������ Ability to manage multiple tasks/projects and deadlines simultaneously ������ |
WBO:CCMO-CM-PCM Operations Team · Axis Bank