Manager, Internal Audit (Investment Products and Processes)

Key Role and Responsibilities:

 

• Responsible for planning and conducting audit projects and reporting audit results. 

• Develop audit plan & programmes, critically analyse key risk areas, apply professional judgment to evaluate the control design and effectiveness, identify internal control weaknesses and prepare audit reports

• Keep abreast of the latest regulatory/ industry development and emerging issues of the relevant units, as well as following up on the implementation progress of audit recommendations with various units of the Group

• Work closely with the private banking/ wealth management/ retail banking segment to foster collaboration and promote continuous improvement of internal controls 

Job Requirements:

• Degree holder in Business Administration, Accounting or related disciplines 

• At least 5 years' solid internal audit experience in the banking industry / FSI audit experience as external auditor

• Experience in leading Private Banking/ Wealth Management/ Branch Audits and/or good understanding of branch controls is preferred 

• Good knowledge of banking environment and relevant regulatory requirements in Hong Kong 

• Professional qualification in accounting (e.g. CPA) or internal auditing 

• Professional qualification such as Certified Banker (CB), or Enhanced Competency Framework (ECF) is preferred

• Sound project management skills in leading project execution

• Self-motivated, proactive, attention to details, analytical mind with sound judgment 

• Excellent interpersonal skills and ability to establish and maintain positive engagement with stakeholders and teammates

• Good command of both spoken and written English and Chinese