Business Execution Consultant - Hybrid

Genesis10 is currently seeking a Business Execution Consultant - Hybrid for a contract position with a Global Financial Institution located in Charlotte, NC. This is an 18+ month contract opportunity.

This role will support the Communications Surveillance & Governance (CSG) team's communications surveillance program, with a primary focus on the Corporate and Investment Bank. The consultant will review surveilled communications to identify potential market conduct, compliance, regulatory, and other business risks, documenting and escalating matters while partnering with business, risk, compliance, and legal stakeholders.

Responsibilities:

• Perform timely, risk-based reviews of surveilled electronic and voice communications involving Corporate Banking and Markets activities
• Analyze communications and relevant contextual information to identify potential business risks
• Recognize patterns, themes, and indicators that may warrant additional investigation
• Document review decisions, supporting rationale, and evidence clearly and consistently
• Escalate potentially significant matters through established channels and partner with stakeholders to support appropriate disposition
• Track alerts, cases, escalations, dispositions, and remediation activities through closure
• Prepare accurate management information, trend reporting, metrics, and executive-ready summaries
• Support governance forums, issue management, quality assurance, and procedure updates
• Partner with technology and operations teams to enhance surveillance scenarios and workflows
• Identify opportunities to improve surveillance effectiveness, consistency, efficiency, and risk coverage

Requirements:

• 5+ years of experience in communications surveillance, compliance, risk management, control management, investigations, trade or electronic communications monitoring, Corporate Banking, Markets, or a related discipline
• Demonstrated experience evaluating complex information, identifying risk indicators, and making well-supported escalation decisions
• Strong understanding of financial services risk and control concepts, including the ability to apply policies, procedures, and regulatory expectations to communication reviews
• Excellent written communication skills, including concise case documentation, escalation summaries, and management reporting
• Strong analytical, organizational, and problem-solving abilities with close attention to detail
• Ability to manage high volumes of work, balance multiple priorities, and meet established service-level expectations
• Demonstrated ability to exercise sound judgment, protect sensitive information, and work effectively in a highly matrixed environment
• Proficiency with Microsoft Excel and PowerPoint for tracking, analysis, reporting, and presentation development
• AI exposure and ability to articulate it

Desired skills:

• Direct experience supporting communications surveillance within Corporate Banking, Markets, Sales and Trading, Investment Banking, or related wholesale banking businesses
• Experience with market conduct risk, including risks related to manipulation, misuse of material nonpublic information, conflicts of interest, inappropriate information sharing, or collusion
• Familiarity with surveillance platforms, alert or case management tools, voice and electronic communications review, lexicon-based monitoring, or behavioral analytics
• Knowledge of applicable securities, commodities, banking, and conduct-related regulatory expectations
• Experience conducting investigations, performing quality assurance, developing surveillance procedures, or supporting issue and remediation management
• Experience preparing trend analysis, key risk and performance indicators, governance materials, and executive reporting
• Ability to challenge constructively, influence stakeholders, and communicate risk-based conclusions across organizational boundaries

Pay range:$51.09 - $59.09 per hour

Only candidates available and ready to work directly as Genesis10 employees will be considered for this position.

If you have the described qualifications and are interested in this exciting opportunity, please apply!

Ranked a Top Staffing Firm in the U.S. by Staffing Industry Analysts for six consecutive years, Genesis10 puts thousands of consultants and employees to work across the United States every year in contract, contract-for-hire, and permanent placement roles. With more than 300 active clients, Genesis10 provides access to many of the Fortune 100 firms and a variety of mid-market organizations across the full spectrum of industry verticals.

For contract roles, Genesis10 offers the benefits listed below. If this is a perm-placement opportunity, our recruiter can talk you through the unique benefits offered for that particular client. Benefits of Working with Genesis10:

• Access to hundreds of clients, most who have been working with Genesis10 for 5-20+ years.
• The opportunity to have a career-home in Genesis10; many of our consultants have been working exclusively with Genesis10 for years.
• Access to an experienced, caring recruiting team (more than 7 years of experience, on average.)
• Behavioral Health Platform
• Medical, Dental, Vision
• Health Savings Account
• Voluntary Hospital Indemnity (Critical Illness & Accident)
• Voluntary Term Life Insurance
• 401K
• Sick Pay (for applicable states/municipalities)
• Commuter Benefits (Dallas, NYC, SF, and Illinois)

For multiple years running, Genesis10 has been recognized as a Top Staffing Firm in the U.S., as a Best Company for Work-Life Balance, as a Best Company for Career Growth, for Diversity, and for Leadership, amongst others. To learn more and to view all our available career opportunities, please visit us at our website.

Genesis10 is an Equal Opportunity Employer. Candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.