Audit-Sr.Auditor-Finance Audits

Job Title:

Sr. Auditor-Finance Audits

Job Details:

Business Unit (PA): Audit

Team: Finance and Overseas Audit Team

Reports to (job): Senior Unit Head – Overseas and Finance Audit

Location of role: Mumbai

Job Function: Audit

Role Type: Individual Contributor

No of direct reportees: Nil

Travel Required: Moderate

Job Band Range: E4/D1

JD Created date: 10 Nov 2025

JD Updated date: 10 Nov 2025

Job Purpose:

To undertake finance audit of various tasks assigned as per the audit calendar within timelines.

Job Responsibilities:

Audit life cycle:

Responsible for/assisting in planning and professional performance of audit assignments and risk assessments for finance and allied functions.

Determine tests of controls and/or test of design, including internal controls, UAT, management/thematic audits, compliance with laws, regulations, accreditation standards, and bank policies.

Carry out risk-based audits covering regulatory guidelines, internal policy, standard audit procedures, and checklists.

Sample data (pre-audit) to identify exceptions.

Track and identify revenue leakage, suggesting measures to plug it.

Assess control effectiveness to mitigate risk.

Timely, accurate, concise, and effective documentation of audit reports on observed exceptions.

Audit Observation & Compliance:

Discuss audit reports effectively with auditees (function head/business head/Unit Head and/or other functionaries).

Track audit observations, review responses/compliance, update audit database, and close audit files.

Others:

Stay updated on regulatory guidelines applicable to the audited area.

Educational Qualifications:

MBA (Finance)

Chartered Accountant

Key Skills:

Effective Communication and drafting skills

Analytical ability

Knowledge of MS Word, Excel (mandatory)

Ability to plan & execute Audit plans

Ability to meet deadlines

Capable of documenting audit observations effectively and communicating with auditees for corrective action

Strong data analysis, data validation, and problem-solving abilities

Capable of identifying risk and evaluating internal control effectiveness

Keen attention to detail, self-motivated, and inquisitive to learn new areas

Capability to multi-task & adaptability

Experience Required:

5 years or more experience in Internal Audit / Finance Unit / Operations unit / of Bank / NBFC or Statutory audits with Big Four or Leading Chartered Accountants.

Major Stakeholders:

Staff of various departments / branches

Finance function