ES
AntiMoney Laundering AML Subject Matter Expert
Epsilon Solutions LTD
🇨🇦 Canada
On-site
Mid level
2 months ago
- AML
- Regulatory Compliance
- KYC
- CAMS
- CFA
- SAS
2 months ago
| Role Name: | AntiMoney Laundering AML Subject Matter Expert |
| Location: | Toronto 4 days a week on site, F2F interview might be requested |
| JOB DESCRIPTION: | |
| We are seeking an experienced AntiMoney Laundering AML Subject Matter Expert SME with strong exposure to ExchangeTraded Funds ETF and capital markets operations The candidate will play a critical role in enhancing AML frameworks ensuring regulatory compliance and providing domain expertise across ETF products and related financial transactions Key Responsibilities AML Compliance Expertise Toronto 4 days a week on site, F2F interview might be requested Act as the AML SME for ETF products ensuring alignment with global AMLCTF regulations eg FINTRAC FATF SEC FCA Provide expertise on Know Your Customer KYC Customer Due Diligence CDD Enhanced Due Diligence EDD processes specific to ETFs and institutional clients Support AML risk assessments related to fund flows trading activity and investor structures Identify and escalate suspicious transactions patterns and red flags in ETF trading and subscriptionsredemptions Collaborate with Compliance Legal and Risk teams to ensure adherence to AML policies and regulatory requirements ETF Domain Expertise Demonstrate deep understanding of ETF lifecycle including creationredemption processes authorized participants Client and market makers Analyze ETF transaction flows and liquidity patterns to detect potential AML risks Support onboarding and monitoring of institutional clients brokers and intermediaries involved in ETFs Monitoring Investigations Lead or support transaction monitoring and alert investigations related to ETF activities Develop and refine AML scenarios rules and typologies relevant to capital markets and ETFs Conduct complex investigations and prepare Suspicious Activity Reports SARsSTRs Stakeholder Collaboration Engage with technology teams to enhance AML systems and surveillance tools Work with frontoffice middleoffice and operations teams to improve AML controls Provide guidance and training to teams on AML practices specific to ETFs Regulatory Audit Support Support regulatory exams audits and compliance reviews Maintain uptodate knowledge of AML regulations ETF regulatory landscape and emerging risks Assist in developing and updating AML policies procedures and controls Required Qualifications Bachelors degree in Finance Business Law or related field 7 years of experience in AMLcompliance within capital markets or asset management Proven experience working with ETF products or exchangetraded instruments Strong knowledge of AMLCTF regulations FINTRAC FATF global frameworks KYCCDDEDD processes Trade surveillance and transaction monitoring systems Experience in AML investigations and SARSTR filing Professional certifications preferred CAMS CFA or equivalent Preferred Skills Handson experience with AML tools eg Actimize Fircosoft SAS AML Understanding of market abuse insider trading and financial crime risks in ETFs Strong analytical and problemsolving skills Ability to translate regulatory requirements into practical controls and system enhancements Excellent communication and stakeholder management skills Key Competencies AML regulatory expertise Capital markets ETF domain knowledge Risk assessment investigation Data analysis monitoring Stakeholder collaboration Process improvement mindset |
AntiMoney Laundering AML Subject Matter Expert · Epsilon Solutions LTD